Track C1 Interactive peer-to-peer discussions: Consumer Duty, MiCA, Financial Promotion and sectorial impact

Hosted in partnership with Lexis Nexis

Following up on the previous panel and case-study sessions, the roundtable discussions will provide a platform for attendees to ask questions to speakers as well as exchange best-practice and share knowledge with their peers. Each table will have a specific topic of discussion.

Table 1: Consumer Duty – Implementation and challenges

• Kash Baig, UK CCO & MLRO - International Compliance, Charles Schwab UK

Table 2: MiCA – Implications and preparation.

• Helen Harrison, ECU Lead, FC Hub, Natwest

Table 3: Anti Bribery and Corruption – Latest trends in enforcement and best practice in compliance.

• Pekka Dare, President, ICA

Table 4: UK spotlight – regulatory landscape & evolution.

• Nikita Munn, Product Specialist, Lexis Nexis

Table 5: Global firms – Global firms – working across jurisdictions.

• Kemal Sahin, Group Chief Compliance Officer & MLRO, Trive Financial Services UK Limited

Table 6: Think compliance: why the first line might not and how to change this.

• Steve Brett, Founder, E3 Compliance Training Ltd