Track C1 Interactive peer-to-peer discussions: Consumer Duty, MiCA, Financial Promotion and sectorial impact

Following up on the previous panel and case-study sessions, the roundtable discussions will provide a platform for attendees to ask questions to speakers as well as exchange best-practice and share knowledge with their peers. Each table will have a specific topic of discussion.

Table 1: Consumer Duty – Implementation and challenges

• Kash Baig, UK CCO & MLRO - International Compliance, Charles Schwab UK

Table 2: MiCA – Implications and preparation

Table 3: Financial Promotion –impact of the Financial Services and Market Act amendment on the sector

Table 4: UK spotlight – regulatory landscape & evolution.

• Nikita Munn, Product Specialist, Lexis Nexis

Table 5: Global firms – working across jurisdictions.

• Kemal Sahin, Group Chief Compliance Officer & MLRO, Trive Financial Services UK Limited

Table 6: Compliance trends for non-financial regulated businesses