Keynote: Chief Compliance Officers’ Best Practices for an Effective Compliance Program

Keynote: Chief Compliance Officers’ Best Practices for an Effective Compliance Program

Tuesday, June 9, 2026 1:00 PM to 2:00 PM · 1 hr. (America/New_York)
1.0 CPE Hour(s) l 1.0 CEU(s)

Information

The compliance landscape is constantly evolving, presenting new challenges from emerging technologies to shifting regulatory priorities. We will not only analyze the scope of various internal and external challenges but also provide CCOs and compliance professionals with the practical strategies needed to navigate current hurdles and build a robust, future-proof compliance program.

Learning Objectives:

  • Analyze the latest regulatory changes and enforcement trends from key bodies, and their direct impact on compliance practices
  • Evaluate current and emerging risks, such as those related to AI, data privacy, and cybersecurity, and learn strategies to mitigate them
  • Establish clear accountability for compliance activities at all levels of the organization and implement consistent disciplinary guidelines for non-compliance
Program knowledge level
Overview

CPE Eligibility

NASBA Field of Study
Specialized Knowledge
CPE Credits Offered
1.0 CPE Hour(s) l 1.0 CEU(s)

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